FocusCore Recruit is a recruitment and executive search firm working with a number of prestigious commercial organisations. We are recruiting a Compliance Manager for a Venture Capital firm in Hong Kong.
You will identify and manage compliance matters including onboarding of new discretionary account clients and conduct AML, KYC and investment suitability. You will maintain and revise policies and procedures for the general operation of the compliance program in the company, monitor projects including reviews on compliance systems, processes, controls and risk areas as well as monitor fund and discretionary account transactions.
Apply now if you have at least three years of compliance experience, good knowledge of Hong Kong SFC codes, licensing rules, guidelines and reporting requirements. You should have a strong working knowledge of investment funds and structures as well as good interpersonal & communication skills with an appetite to work within a multicultural organisation. Fluent English is vital and Mandarin would be helpful.